Rector: ‘The policy isn’t as strict as it seems'

University Council wants all lecturers to have the right to award PhDs

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The University Council put forward a proposal this week to transform the right to supervise PhD candidates (ius promovendi) into a formal training programme. This would grant all tenured UU staff members with a PhD the right to act as primary supervisors for PhD students. 

The request is part of a broader call to address hierarchical relationships at the university. Three years ago, the Young Academy published a manifesto called ‘Let's Call Everyone a Professor’, arguing that all academics should have the right to supervise PhD candidates. 

UU professor Erik van Sebille recently argued for relaxing the ius promovendi rule in a column on DUB. He believes the change would modernise the PhD system.

According to UU Council member Eleni Braat, a survey across several faculties revealed that the exclusive nature of the right to supervise PhD candidates is a source of concern for many UU staff members. They consider it indefensible that the day-to-day supervision of PhD candidates is often carried out by associate professors or assistant professors who lack the formal authority to do so.

“Sufficiently competent”
In the Netherlands, only professors have the right to award doctoral titles. Since 2017, a legislative amendment has also granted that right to other academics. After that, the association of Dutch universities drew up guidelines to ensure that supervisors are “sufficiently competent” to hold the role, but it is up to each Dutch university to interpret them as it sees fit.

According to the members of the University Council, Utrecht University remains highly selective in granting the right to award doctoral degrees. The conditions for obtaining ius promovendi are listed on the university's website. They state that academics must have extensive experience as co-supervisors of doctorates successfully completed on time. Depending on the discipline, academics must have been awarded a major NWO or ERC research grant before they can get the right to supervise PhDs, or hold a senior research qualification known as Skoz.

The University Council considers these criteria to be unrealistic. Furthermore, it believes that some of these requirements fuel competition among academics, which is at odds with UU’s "Recognition & Rewards" policy, which is supposed to foster collaborations among staff by appreciating academics for a wider range of competencies. 

The council members are therefore proposing to grant all associate and assistant professors the right to supervise PhD candidates. However, in their view, those looking to supervise PhD candidates must complete a training programme first. This approach would be comparable to the Basic Teaching Qualification (BKO), the programme offered to assistant professors.

Lighter
UU Rector Wilco Hazeleger has been given some time to consider the matter. He does not need to respond to the proposal until the next council cycle in May. However, he briefly reacted to some passages in the memorandum during a meeting with the council this week. According to him, the Doctoral Committee, which comprises the rector and all deans, grants the right to supervise PhD candidates "quite frequently".

In the rector’s view, the conditions published on the Internet lead to a misperception, and the web texts are more about examples than strict requirements. As a rule, it suffices for someone to demonstrate that they possess substantive expertise in their field and experience as a supervisor of a PhD programme. “You can see that the ius promovendi is already being handled more lightly.”

Council member Eleni Braat then asked why the online texts had been worded that way. After all, many staff members end up getting the impression that it is a weighty procedure.

Hazeleger promised to take another close look at the “rather old” texts over the next few weeks and examine the differences between faculties. The rector observes that the way the faculties implement the policy varies. He said he had already urged faculties with many PhD candidates to apply for PhD supervision rights for more staff members. “If someone has twenty PhD candidates, that cannot be good.”

According to the rector, the council can assume that an adjustment will be made in due course. When doing so, the university will consider whether a link can be established between the right to supervise PhD students, the standard promotion policy, and the research qualification. “There are overlaps there, and we will investigate whether we can streamline that.”

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Het lijkt mij een enorme vooruitgang, en tevens een vereiste van "erkennen en waarderen", dat promotierecht niet van functie afhangt, maar van expertise (en ervaring - maar die eis stellen we nu bij hoogleraren ook niet, ook niet bij bijzonder hoogleraren).

FWIW - ik heb in mijn Rotterdamse oratie (uit 2009) geconcludeerd dat "rechtvaardigheid vereist dat het promotierecht opengesteld wordt voor niet-hoogleraren." Zie https://repub.eur.nl/pub/17475/Oratie%20Ingrid%20Robeyns.pdf pp. 12-14.

Mijn inziens hebben we als universitaire gemeenschap alleen maar te winnen indien we het promotierecht aan iedereen toekennen waarvan we kunnen verwachten dat die een geschikte promotor is - het geeft erkenning aan wie het werk doet en niet aan wie toevallig in die groep hoogleraar is, het motiveert de begeleiders en neemt (terechte) frustraties weg, het maakt op het symbolische domein de organisatie minder hiërarchisch, het vermijdt ongemakkelijke situaties waarbij een promotor eigenlijk geen expertise heeft op het gebied van het proefschrift, het zorgt dat de pro-forma-hoogleraren geen onterechte credits kunnen krijgen (waar die zich soms zelf zeer ongemakkelijk over voelen!), het brengt ons promotiestelsel meer in lijn met wat internationaal gangbaar is, enzovoort. Bovendien is het traject tot aanvraag van het Ius nu best tijdrovend, dus dat afschaffen kan weer tegen werkdruk helpen (of dat ook zo zal zijn, hangt ervan af hoe het nieuwe stelsel eruit zou zien; het Quorum bij promoties afschaffen zou ook erg helpen hierbij, want dat is ook een regel die in de praktijk niets toevoegt).
En ook niet onbelangrijk: het promotierecht moderniseren kost helemaal niets!

The Rector’s response does not address the issue. At UU, assistant professors cannot act as promotors.

Assistant professors are expected to acquire funding, recruit and supervise PhD students, and bring projects to completion, yet the formal role of promotor is assigned to someone else. In practice, the promotor does not need to be involved in the supervision, does not have to be a direct expert in the field, and does not bear clear consequences if problems emerge after the fact—the responsibility falls on the authors and the research team.

Given that the scientific quality is already assessed by the supervisors and the thesis committee, it is unclear what the promotor adds beyond formal sign-off. Given the clear costs in terms of fairness and incentives, it is hard to see why this system should be maintained.

Ik snap de goede bedoelingen maar heb toch bedenkingen bij het idee van promotierecht voor iedereen. Promotieonderzoek begeleiden is niet altijd gemakkelijk, en bovendien een grote verantwoordelijkheid: je kunt prille onderzoekscarrières maken en breken. Ik denk dat het daarom goed is dat iemand aantoonbaar ervaring moet hebben met zulke begeleiding voor diegene de eindverantwoordelijkheid over een promotietraject krijgt. Alleen een trainingstraject (wat sowieso een goed idee is) lijkt me daarvoor niet afdoende. De situatie die Farshid beschrijft, met inhoudelijk niet betrokken en ondeskundige promotoren die geen echte verantwoordelijkheid dragen herken ik niet (wat niet betekent dat het niet elders bestaat) en zou ook in het huidige systeem niet acceptabel zijn; dat is de verantwoordelijkheid van de decaan.

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